SIE (Securities Industry Essentials) Practice Exam 2025 - Free SIE Practice Questions and Study Guide

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If the dispute involves a public customer, what must most of the panel be?

Public arbitrators

Most of the panel must be public arbitrators because public customers may feel more comfortable with members of the panel who have experience or knowledge within the industry. Private arbitrators (B) may have conflicts of interest and may not be viewed as impartial. Neutral experts (C) may not have the necessary understanding of the industry to effectively handle the dispute. Government officials (D) are not typically involved in arbitration cases.

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Private arbitrators

Neutral experts

Government officials

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