SIE (Securities Industry Essentials) Practice Exam 2025 - Free SIE Practice Questions and Study Guide

Question: 1 / 400

A person may be rejected from becoming a registered representative within FINRA if:

They have a criminal background

They fail the required exams

They do not meet the educational requirements

All of the above

A person may be rejected from becoming a registered representative within FINRA if they have a criminal background, fail the required exams, or do not meet the educational requirements. This means that all three options (A, B, and C) are correct and could result in someone being rejected. Option D is the best answer because it includes all possible reasons for rejection. However, selecting only one or two of the individual options would be incorrect as they do not encompass all the possible reasons for rejection.

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